{"id":81525,"date":"2021-02-01t12:00:24","date_gmt":"2021-02-01t17:00:24","guid":{"rendered":"https:\/\/48e130086c.nxcli.net\/?p=81525"},"modified":"2021-03-02t20:38:10","modified_gmt":"2021-03-03t01:38:10","slug":"what-your-auditors-need-in-the-field","status":"publish","type":"post","link":"\/\/www.g005e.com\/2021\/02\/01\/what-your-auditors-need-in-the-field\/","title":{"rendered":"what your auditors need in the field"},"content":{"rendered":"
<\/a>twain compliance dictates some choices. by roman h. kepczyk<\/i><\/p>\n the advent of today\u2019s audit \u201cdocument container\u201d applications has transitioned every aspect of audit production into a digital format. the key to successfully using these engagement applications is to make sure your personnel have the optimal equipment with them to work digitally.<\/p>\n more: <\/b>the value of firm procedures manuals<\/a> | teach your clients to send info digitally<\/a> | the 4 buckets of firm knowledge<\/a> | internet bandwidth: how much is enough?<\/a> | why you need windows 10 with automatic updates<\/a> | laptops vs. desktops<\/a> this includes<\/p>\n firms should always pilot a mobile monitor before buying in volume as firms that purchased budget monitors in the past found them to<\/p>\n while it is preferable to have clients transfer files electronically, a number of supporting documents are not available to the auditor until they are onsite and meeting with the client. for those documents that are only in a physical format, the audit team should first identify if it is possible to educate the client on the duplicators that the clients have in place, and if not possible to utilize a portable scanner that can capture images at a speed of at least 10 pages per minute. traditionally, firms have standardized on the fujitsu scansnap ix series, which have been cost-effective and portable. one issue is that the scansnap has not been \u201ctwain\u201d compliant. twain capabilities allow a scanned image to be edited as a document rather than as an image and today\u2019s audit binder tools can import twain documents directly into the index.<\/p>\n this has led a shift to firms either buying the more expensive fujitsu fi series scanners or to other portable scanners such as the canon dr series that are twain-compliant.<\/p>\n finally, it is critical that firms provide internet connectivity to all audit team members so that they can<\/p>\n often, clients provide audit teams with a usable internet connection. when clients provide access it is a good idea to outline the requirement parameters in the engagement letter and for the firm to utilize a vpn to connect through the client\u2019s internet.<\/p>\n in any audit engagement of more than a few days, firms need to provide alternative access through the digital cellular networks if the client cannot provide usable access. standalone mobile “hotspots” or those configured via today\u2019s smartphones provide internet access at speeds of well over 1mbps, which is effective if the firm has remote access through a cloud-based application, a direct link to their office workstation (via remote desktop access), or they can use a more robust solution such as citrix or remote desktop server for a larger number of users. current smartphone “hotspots” and the mifi devices allow up to five auditors to effectively share one connection.<\/p>\n recommended action:<\/strong> outfit audit teams with appropriate digital tools and training to work effectively in the field.<\/p>\n","protected":false},"excerpt":{"rendered":"
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\nfirms have experienced how dual monitors improved overall productivity within the office and it is just as important for auditors to take that advantage into the field. according to the cpafma 2019 paperless benchmark survey, 79 percent of firms were already carrying a second monitor in the field. as the tax department upgrades to triple and oversize monitors, older flat-panel monitors are available for the audit team to take into the field or preferably portable units are purchased such as lenovo\u2019s lt1421, asus mb169b+ and hp\u2019s u160 and elitedisplays.<\/p>\n\n
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