{"id":115524,"date":"2023-08-14t13:11:32","date_gmt":"2023-08-14t17:11:32","guid":{"rendered":"\/\/www.g005e.com\/?p=115524"},"modified":"2023-09-30t11:17:37","modified_gmt":"2023-09-30t15:17:37","slug":"donny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties","status":"publish","type":"post","link":"\/\/www.g005e.com\/2023\/08\/14\/donny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties\/","title":{"rendered":"safe harbor compliance reduces risk of fines and penalties"},"content":{"rendered":"<p><b>protect your clients&#8211;and your firm&#8211;by being proactive.<\/b><\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-109738 size-full\" src=\"\/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879.jpeg\" alt=\"//www.g005e.com/store/wp-json/wp/v2/posts/\" width=\"1252\" height=\"656\" srcset=\"\/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879.jpeg 1252w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-424x222.jpeg 424w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-849x445.jpeg 849w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-768x402.jpeg 768w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-300x157.jpeg 300w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-600x314.jpeg 600w\" sizes=\"(max-width: 1252px) 100vw, 1252px\" \/><\/p>\n<p><em>by donny shimamoto, cpa, citp, cgma<\/em><\/p>\n<p>in the last few years, we\u2019re starting to see state legislatures and attorney generals recognizing that tax practitioners are trying to protect their clients. they are formalizing this recognition with changes to regulations or laws to include \u201csafe harbor\u201d provisions that limit or eliminate the fines and penalties for tax practitioners who take proactive action to manage their cybersecurity risks.<\/p>\n<blockquote><p><strong>more:\u00a0 <\/strong><a href=\"\/\/www.g005e.com\/2023\/07\/16\/hackers-find-cracks-in-systems-and-quickly-exploit-them-3\/\">how hacker-proof is your firm?<\/a> | <a href=\"\/\/www.g005e.com\/2023\/07\/30\/unleashing-the-power-of-technology-transforming-accountants-into-trusted-advisors\/\">unleashing the power of technology: transforming accountants into trusted advisors<\/a> | <a href=\"\/\/www.g005e.com\/2022\/12\/05\/future-firm-growth-requires-a-mindset-shift\/\">future firm growth requires a mindshift<\/a>\u00a0|\u00a0<a href=\"\/\/www.g005e.com\/2022\/08\/03\/c4t-trullion\/\">ai, ocr, nlp &amp; cpas: oh my!<\/a> \u00a0\u00a0| \u00a0<a href=\"\/\/www.g005e.com\/2022\/03\/28\/accounting-nerds-tap-into-your-secret-super-powers\/\">accounting nerds, unlock your super powers<\/a> \u00a0| <a href=\"\/\/www.g005e.com\/2022\/09\/03\/rick-this-myers-auvenir-early-adopters-have-the-edge-in-audit\/\">early adopters gain an edge in audit<\/a> | <a href=\"\/\/www.g005e.com\/2023\/04\/25\/dusitn-wheeler-for-serious-cas-success-hire-tech-teams\/\">dustin wheeler: for serious cas success, hire tech teams<\/a> | <a href=\"\/\/www.g005e.com\/2022\/10\/06\/csr-for-cpas-the-missing-ingredient\/\">csr for cpas: the missing ingredient<\/a> | <a href=\"\/\/www.g005e.com\/2017\/12\/31\/agile-applies-cpa-firms\/\">donny shimamoto explains how &#8216;agile&#8217; applies to cpa firms<\/a> |\u00a0 <a href=\"\/\/www.g005e.com\/2021\/12\/03\/keep-your-remote-hybrid-team-happy-engaged-and-much-less-likely-to-leave\/\">staff retention for remote workers<\/a> | <a href=\"\/\/www.g005e.com\/2022\/07\/15\/say-goodbye-to-traditional-audit-why-the-future-of-audit-is-in-risk-advisory\/\">why the future is in risk advisory<\/a> | \u00a0<a href=\"\/\/www.g005e.com\/2019\/09\/05\/are-we-ready-for-non-cpa-cpa-firms\/\">ready for non-cpa &#8220;cpa&#8221; firms?<\/a><br \/>\n<img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/cpatwpe.s3.amazonaws.com\/cpatrendlines\/wp-content\/uploads\/2016\/08\/yellow_key_clip_art-e1375897299811-36p-hi-1-e1603911598474.jpg\" alt=\"goprocpa.com\" width=\"39\" height=\"16\" \/><span style=\"color: #c9990a;\">\u00a0exclusively for pro members.\u00a0<a style=\"color: #c9990a;\" href=\"\/\/www.g005e.com\/wp-login.php?redirect_to=\/\/www.g005e.com\/2021\/02\/05\/22-predictions-for-2021\/\">log in here<\/a>\u00a0or\u00a0<a class=\"external\" style=\"color: #c9990a;\" href=\"http:\/\/goprocpa.com\/\" target=\"_blank\" rel=\"noopener noreferrer\">2022世界杯足球排名 today<\/a>.<\/span><\/p><\/blockquote>\n<p>as of december 2022, the following states have some type of safe harbor provision in place:<\/p>\n<ul>\n<li>connecticut<a href=\"#_edn1\" name=\"_ednref1\">[i]<\/a><\/li>\n<li>ohio<a href=\"#_edn2\" name=\"_ednref2\">[ii]<\/a><\/li>\n<li>utah<a href=\"#_edn3\" name=\"_ednref3\">[iii]<\/a><\/li>\n<\/ul>\n<p>in contrast, states like california and colorado are taking the opposite approach and penalizing organizations that have data breaches.<a href=\"#_edn4\" name=\"_ednref4\">[iv]<\/a><\/p>\n<p> <a href=\"\/\/www.g005e.com\/2023\/08\/14\/donny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties\/#more-115524\" class=\"more-link\">read more &rarr;<\/a><\/p>\n<div class='shareinpost'><ul class=\"socialwrap row\"><li class=\"icon_text\"><a  rel='nofollow'  target='_blank'  title='https:\/\/www.facebook.com'  href='http:\/\/www.facebook.com\/sharer.php?u=https%3a%2f%2fwww.g005e.com%2f2023%2f08%2f14%2fdonny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties%2f&amp;t=safe+harbor+compliance+reduces+risk+of+fines+and+penalties'  ><img  src='//www.g005e.com/store/wp-json/wp/v2/posts/\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/images\/blank.gif'  height='24' width='24'  class='image-24' alt='facebook'  style='background: transparent url(\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/default\/24\/sprite-feb-24.png) no-repeat;padding:0;margin:0;height:24px;width:24px;background-position:-300px 0px'   \/> <span class=\"head\">like this on facebook<\/span><\/a><\/li><li class=\"icon_text\"><a  rel='nofollow'  target='_blank'  title='https:\/\/www.linkedin.com\/'  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no-repeat;padding:0;margin:0;height:24px;width:24px;background-position:-850px 0px'   \/> <span class=\"head\">share on linkedin<\/span><\/a><\/li><li class=\"icon_text\"><a  rel='nofollow'  target='_blank'  title='https:\/\/twitter.com\/'  href=\"http:\/\/twitter.com\/share?url=https%3a%2f%2fwww.g005e.com%2f2023%2f08%2f14%2fdonny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties%2f&amp;text=%23cpa+link%3a++-+ via+%40cpa_trendlines\"  ><img  src='//www.g005e.com/store/wp-json/wp/v2/posts/\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/images\/blank.gif'  height='24' width='24'  class='image-24' alt='twitter'  style='background: transparent url(\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/default\/24\/sprite-feb-24.png) no-repeat;padding:0;margin:0;height:24px;width:24px;background-position:-1625px 0px'   \/> <span class=\"head\">tweet this item<\/span><\/a><\/li><li class=\"icon_text\"><a rel=\"_self\" href=\"mailto:?subject=cpa%20trendlines%20:%20safe%20harbor%20compliance%20reduces%20risk%20of%20fines%20and%20penalties&amp;body=here's%20something%20worth%20seeing%20from%20\/\/www.g005e.com...\r\n\r\n\r\n\r\n%20%20\/\/www.g005e.com\/2023\/08\/14\/donny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties\/\" title=\"email this: safe harbor compliance reduces risk of fines and penalties \"><img loading=\"lazy\" decoding=\"async\" src=\"\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/images\/blank.gif\" height=\"24\"  width=\"24\" style=\"background: transparent url(\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/default\/24\/sprite-feb-24.png) no-repeat;padding:0;margin:0;height:24px;width:24px;background-position:-275px 0px\" class=\"image-24\"  alt=\"email\" \/> <span class=\"head\">email this<\/span><\/a><\/li><\/ul><div class=\"clean\"><\/div> <\/div>","protected":false},"excerpt":{"rendered":"<p><b>protect your clients&#8211;and your firm&#8211;by being proactive.<\/b><\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-109738 size-full\" src=\"\/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879.jpeg\" alt=\"//www.g005e.com/store/wp-json/wp/v2/posts/\" width=\"1252\" height=\"656\" srcset=\"\/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879.jpeg 1252w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-424x222.jpeg 424w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-849x445.jpeg 849w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-768x402.jpeg 768w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-300x157.jpeg 300w, \/\/www.g005e.com\/wp-content\/uploads\/2023\/03\/devil-figure-inside-the-money-adobestock_117320251-e1679887863879-600x314.jpeg 600w\" sizes=\"(max-width: 1252px) 100vw, 1252px\" \/><\/p>\n<p><em>by donny shimamoto, cpa, citp, cgma<\/em><\/p>\n<p>in the last few years, we\u2019re starting to see state legislatures and attorney generals recognizing that tax practitioners are trying to protect their clients. they are formalizing this recognition with changes to regulations or laws to include \u201csafe harbor\u201d provisions that limit or eliminate the fines and penalties for tax practitioners who take proactive action to manage their cybersecurity risks.<\/p>\n<blockquote>\n<p><strong>more:\u00a0 <\/strong><a href=\"\/\/www.g005e.com\/2023\/07\/16\/hackers-find-cracks-in-systems-and-quickly-exploit-them-3\/\">how hacker-proof is your firm?<\/a> | <a href=\"\/\/www.g005e.com\/2023\/07\/30\/unleashing-the-power-of-technology-transforming-accountants-into-trusted-advisors\/\">unleashing the power of technology: transforming accountants into trusted advisors<\/a> | <a href=\"\/\/www.g005e.com\/2022\/12\/05\/future-firm-growth-requires-a-mindset-shift\/\">future firm growth requires a mindshift<\/a>\u00a0|\u00a0<a href=\"\/\/www.g005e.com\/2022\/08\/03\/c4t-trullion\/\">ai, ocr, nlp &amp; cpas: oh my!<\/a> \u00a0\u00a0| \u00a0<a href=\"\/\/www.g005e.com\/2022\/03\/28\/accounting-nerds-tap-into-your-secret-super-powers\/\">accounting nerds, unlock your super powers<\/a> \u00a0| <a href=\"\/\/www.g005e.com\/2022\/09\/03\/rick-this-myers-auvenir-early-adopters-have-the-edge-in-audit\/\">early adopters gain an edge in audit<\/a> | <a href=\"\/\/www.g005e.com\/2023\/04\/25\/dusitn-wheeler-for-serious-cas-success-hire-tech-teams\/\">dustin wheeler: for serious cas success, hire tech teams<\/a> | <a href=\"\/\/www.g005e.com\/2022\/10\/06\/csr-for-cpas-the-missing-ingredient\/\">csr for cpas: the missing ingredient<\/a> | <a href=\"\/\/www.g005e.com\/2017\/12\/31\/agile-applies-cpa-firms\/\">donny shimamoto explains how &#8216;agile&#8217; applies to cpa firms<\/a> |\u00a0 <a href=\"\/\/www.g005e.com\/2021\/12\/03\/keep-your-remote-hybrid-team-happy-engaged-and-much-less-likely-to-leave\/\">staff retention for remote workers<\/a> | <a href=\"\/\/www.g005e.com\/2022\/07\/15\/say-goodbye-to-traditional-audit-why-the-future-of-audit-is-in-risk-advisory\/\">why the future is in risk advisory<\/a> | \u00a0<a href=\"\/\/www.g005e.com\/2019\/09\/05\/are-we-ready-for-non-cpa-cpa-firms\/\">ready for non-cpa &#8220;cpa&#8221; firms?<\/a><br \/>\n<img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/cpatwpe.s3.amazonaws.com\/cpatrendlines\/wp-content\/uploads\/2016\/08\/yellow_key_clip_art-e1375897299811-36p-hi-1-e1603911598474.jpg\" alt=\"goprocpa.com\" width=\"39\" height=\"16\" \/><span style=\"color: #c9990a;\">\u00a0exclusively for pro members.\u00a0<a style=\"color: #c9990a;\" href=\"\/\/www.g005e.com\/wp-login.php?redirect_to=\/\/www.g005e.com\/2021\/02\/05\/22-predictions-for-2021\/\">log in here<\/a>\u00a0or\u00a0<a class=\"external\" style=\"color: #c9990a;\" href=\"http:\/\/goprocpa.com\/\" target=\"_blank\" rel=\"noopener noreferrer\">2022世界杯足球排名 today<\/a>.<\/span><\/p>\n<\/blockquote>\n<p>as of december 2022, the following states have some type of safe harbor provision in place:<\/p>\n<ul>\n<li>connecticut<a href=\"#_edn1\" name=\"_ednref1\">[i]<\/a><\/li>\n<li>ohio<a href=\"#_edn2\" name=\"_ednref2\">[ii]<\/a><\/li>\n<li>utah<a href=\"#_edn3\" name=\"_ednref3\">[iii]<\/a><\/li>\n<\/ul>\n<p>in contrast, states like california and colorado are taking the opposite approach and penalizing organizations that have data breaches.<a href=\"#_edn4\" name=\"_ednref4\">[iv]<\/a><\/p>\n<p> <a href=\"\/\/www.g005e.com\/2023\/08\/14\/donny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties\/#more-115524\" class=\"more-link\">read more &rarr;<\/a><\/p>\n<div class='shareinpost'>\n<ul class=\"socialwrap row\">\n<li class=\"icon_text\"><a  rel='nofollow'  target='_blank'  title='https:\/\/www.facebook.com'  href='http:\/\/www.facebook.com\/sharer.php?u=https%3a%2f%2fwww.g005e.com%2f2023%2f08%2f14%2fdonny-shimamoto-safe-harbor-compliance-reduces-risk-of-fines-and-penalties%2f&amp;t=safe+harbor+compliance+reduces+risk+of+fines+and+penalties'  ><img  src='//www.g005e.com/store/wp-json/wp/v2/posts/\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/images\/blank.gif'  height='24' width='24'  class='image-24' alt='facebook'  style='background: transparent url(\/\/www.g005e.com\/wp-content\/plugins\/share-and-follow\/default\/24\/sprite-feb-24.png) no-repeat;padding:0;margin:0;height:24px;width:24px;background-position:-300px 0px'   \/> <span 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